Compliance Systems, Inc.

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CSi IntelleDoc Solutions™ for Tax-Favored Accounts—IRAs, HSAs, and Coverdell ESAs

Advanced intelligence in compliance documentation

Financial professionals working with retirement accounts are challenged by their seasonal nature and complexity of rules. Inconsistent document completion, uncertainty of the rules, and continuous regulatory changes are often cited as the top concerns of compliance officers.

CSi's IntelleDoc Solutions for Tax-Favored Accounts (TFA) help address those challenges and deliver integrated, warranted documentation that save time and reduce compliance risk. CSi's solutions for TFAs address Traditional/SEP, Roth, and SIMPLE IRAs; Health Savings Accounts (HSAs); and Coverdell ESAs. CSi TFA solutions include the following.

• Comprehensive TFA Library. Five IntelleDocs address all types of transactions for Traditional/SEP, Roth, and SIMPLE IRAs, Health Savings Accounts (HSAs) and Coverdell ESAs.
• Document Selection Logic (DSL). Selects required documents for the TFA transaction and produces a warranted list of the required documents.
• Custom Document Editor (CDE). Creates basic custom forms.
• 1-800 Consulting Service. Subscribers call TFA professionals and get immediate assistance with their specific TFA questions.
• Compliance warranty. CSi solutions are fully covered by a compliance warranty.
• World-class installation process. Benefit from a streamlined implementation process that saves time and money.
• Compliance Update Service. Scheduled, coordinated releases keep CSi documents and products up-to-date.

The CSi IntelleDoc Solutions for TFA Accounts deliver many benefits to financial professionals, including:

Reduced Costs	Reduced Compliance Risk
CSi’s IntelleDocs are tightly integrated into the New Accounts or Platform system. Time-consuming tasks associated with the setup of document groups and special training on myriad documents, along with costs associated with expensive custom forms, are eliminated.	CSi IntelleDocs proactively monitor and validate data about a transaction as it is received from the New Accounts or Platform system. Based on built-in intelligence, only complete and accurate documents are assembled unique to that transaction. So even with a seasonal product like TFAs, financial professionals are assured that TFA documentation is accurate and complete all year long.
Improved Productivity	Improved Customer Service
All required documentation for a specific TFA transaction is generated from a single source. No separate systems or activities are needed to produce all necessary documentation.	Financial professionals may readily create documents that are easier to read and understand and easily include their institutional branding for a highly professional image.

Contact CSi today at info@compliancesystems.com to learn how CSi IntelleDoc Solutions for Tax-Favored Accounts can help your institution meet its business challenges.