Compliance Logic System (CLS)

Compliance Logic System™, or CLS, permits the financial professional to create and print required disclosures. Through an automated compliance interview, CLS captures information about the institution’s products and policies and creates customized, warranted disclosures. Only the relevant information appears on the resulting documents. There are no blank lines or check boxes. The disclosures are embedded in the financial transaction software and are automatically generated as part of the overall documentation process so that all documentation is generated from a single source. CLS creates disclosures to comply with the following.